Judge OKs Suit V. Law Firm Over Hedge Fund Fraud
Portfolio Media, Inc., Apr 02, 2008
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Scam & on the Lam
New York Post, September 9, 2007
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Investors Who Fought Arbitrator's Ties
Win a Big Ruling Against Prudential
Wall Street Journal, June 6, 2006
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Merrill
Lynch fined $5M for call center violations
Dow Jones Newswires,
March 15, 2006
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Arbitrators
to Weigh Two Cases Over Responsibility for Trades; Victories
Are Tough for Plaintiffs
Wall Street Journal, December 19, 2005
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NASD
Probes Merrill Lynch 'Call Centers'
Inquiry Examines Treatment Of Mom-and-Pop Investors; Settlement Appears Near
Wall Street Journal, October 18, 2005
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It Pays to
Take Action Quickly When an Investment Goes Sour
The Oregonian, October 09, 2005
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Facing Up to
Fraud
The Oregonian, October 09, 2005
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Candidate's
brokerage subject of fines, warning
The Oregonian, April 13,
2004 |
Banks
Wins For Heiress to Philippine Fortune
Philippine
Daily Inquirer, March 5, 2004
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Alternative
to Lawsuits: Arbitration
The Christian Science Monitor, August 12, 2002
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Suing
the Street Over Bum Advice
Business Week, March 5, 2001
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Clearing
Firm Liability Cases Dwindle After Strong Start
Dow Jones Newswires, February 15, 2001
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Striking
A Blow For The Little Guy
The New York Times, February 11, 2001
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Hoodwinked
Investors Fight Back
SmartMoney, October 31, 2000
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Secrets
of The Boiler Room
The Oregonian, February 27, 2000
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Check
Insurance Behind Securities
The Oregonian, January
16, 2000
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Portland
Couple Awarded $5.5 Million in Fraud Case
The Oregonian, August 29, 1998
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Ship
of Fools
Portland Business Journal, April 3, 1998
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Small-Stock
Fraud Is A Big Time Problem
The Oregonian, March 23, 1998
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Feds
Pounce On Alleged Scam
Portland Business Journal, January 16, 1998
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