Articles Posted in Broker Discipline

I had no clue where to turn for help. Banks was tough but polite. I give the man my total respect and unlimited endorsement. To me, he achieved the impossible.

Thank you for all you did to represent us. For me you represent all that is good in the Law profession. You were honest, fair, hard working, and ethical. What more can you ask? Once again thank you for all you did.

Hope you have had a great year and we wish you and yours the best in the Holiday season. We fondly and gratefully remember all the efforts you made on behalf of N*** and I. Without a doubt our lives have been changed forever by meeting you.

This was an extremely well tried arbitration and the attorneys for both Claimants and Respondent H*** are to be commended for their exceptionally top quality resentations and advocacy. The Panel is aware of no other arbitration which has been favored with such an extensive array of evidence and...

The credit to you goes well beyond the financial recovery. It is all about your values and how you stand by and support your clients. Having you, personally, by our sides has made all the difference in the world. And even if we got a fraction of the recovery that we are getting, I would still feel...

We want to acknowledge the hard work and tenacity of Banks Law Office in getting the legal department of Wells Fargo Bank to investigate and acknowledge the fiduciary breach- without having to go through the lengthy and costly arbitration process required under normal circumstances… We definitely...

I just wanted to pass along a comment from T*** who thanked me for putting her in touch with you, and saying how appreciative she was of the work and result you obtained for her family. It was really important for her to be heard and receive some (implicit, I assume) acknowledgment of UBS’s...