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Posts

2024-05-10: Asset Freeze for Wealth Assistants
2024-02-26: Robert Banks Selected to Oregon Super Lawyers List for 15 Consecutive Years
2024-02-04: Wealth Assistants in the News
2024-01-28: Wealth Assistants’ Ecommerce Investments Scam
2023-11-16: FINRA Fails To Identify Non-Traded REIT That Violated Reg. BI
2023-11-14: Beneficient’s Quarterly Report Shows GWG’s Goodwill Was Overvalued By $1.4 Billion
2023-11-14: Due Diligence Failures at Haywood Securities
2023-11-12: GWG L-Bond Investments Are Nearly Worthless. Here’s How It Happened.
2023-11-09: Altman’s Z Score Shows GWG’s High Risk Of Bankruptcy In 2018
2023-11-09: Banks Law Office Seeking Potential Victims Of “Tongi Tupe” Ponzi Scheme
2023-11-05: FINRA Disciplinary Action Against Richard Siminou
2023-11-05: FINRA Expels BrokerBank Securities
2023-10-31: New Fiduciary Rule To Be Released Today
2023-10-31: How Long Does FINRA Arbitration Take?
2023-10-14: GWG L-Bond Investors Continue To Lose Money In October 2023
2023-10-10: FINRA Sanctions Kalos’s Arni J. Diamond For Selling GPB
2023-10-09: Notwithstanding The Lowenstein Report, FINRA Probably Made A Secret Agreement With A Broker’s Lawyer To Manipulate Arbitrator Selection
2023-10-01: FINRA Accuses Coastal Equities Broker Luke Michael Johnson Of Unsuitable Trading
2023-10-01: FINRA Sanctions Merrill Lynch Broker Robert Spencer Gerstein
2023-10-01: FINRA Suspends Kingswood Capital’s Broker Daniel King For Unsuitable Trading
2023-10-01: FINRA Fines American Trust Investment Services Broker John James Hoidas
2023-10-01: Laidlaw Broker Chris Harrington Fined For Unsuitable Trading
2023-10-01: Litigation Funding And Contingency Fees Are Not Inherently Unethical
2023-09-29: Fitbit Allegedly Failed To Pay For Fitbit Ionics Submitted In The Recall Between 2022 And 2023
2023-05-20: SW Financial Expelled by FINRA
2018-04-19: SEC Refuses to Adopt Fiduciary Rule
2018-04-18: How Trust Impacts Investor Abuse

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